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"item_description" : "Congress established SEC in 1934 to enforce the Securities Act of 1933 and the Exchange Act. SEC's mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation by overseeing key participants in the securities markets, including SROs, securities broker-dealers, investment advisers, and mutual funds.",
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Security Regulation : Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority
Overview
Congress established SEC in 1934 to enforce the Securities Act of 1933 and the Exchange Act. SEC's mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation by overseeing key participants in the securities markets, including SROs, securities broker-dealers, investment advisers, and mutual funds.
This item is Non-Returnable
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Details
- ISBN-13: 9781492104704
- ISBN-10: 1492104701
- Publisher: Createspace Independent Publishing Platform
- Publish Date: August 2013
- Dimensions: 11.02 x 8.5 x 0.08 inches
- Shipping Weight: 0.26 pounds
- Page Count: 40
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