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{ "item_title" : "Regulating (From) the Inside", "item_author" : [" Iris H-Y Chiu "], "item_description" : "This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.", "item_img_path" : "https://covers4.booksamillion.com/covers/bam/1/50/992/009/1509920099_b.jpg", "price_data" : { "retail_price" : "54.95", "online_price" : "54.95", "our_price" : "54.95", "club_price" : "54.95", "savings_pct" : "0", "savings_amt" : "0.00", "club_savings_pct" : "0", "club_savings_amt" : "0.00", "discount_pct" : "10", "store_price" : "" } }
Regulating (From) the Inside|Iris H-Y Chiu

Regulating (From) the Inside : The Legal Framework for Internal Control in Banks and Financial Institutions

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Overview

This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.

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Details

  • ISBN-13: 9781509920099
  • ISBN-10: 1509920099
  • Publisher: Bloomsbury Publishing PLC
  • Publish Date: January 2018
  • Dimensions: 9.21 x 6.14 x 0.74 inches
  • Shipping Weight: 1.1 pounds
  • Page Count: 360

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