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{ "item_title" : "Series 4 Exam Study Guide + Test Bank", "item_author" : [" The Securities Institute of America "], "item_description" : "The Registered Options Principal Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Supervise the Opening of New Options Accounts; Supervise Options Account Activities; Supervise General Options Trading; Supervise Options Communications; Implement Practices and Adhere to Regulatory Requirements; and Supervise Associated Persons and Personnel Management Activities. Created by the experts at The Securities Institute of America, Inc., the Series 4 Exam Study Guide 2026 + Test Bank arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examplesAssorted practice questions for each subject area covered in the examPriceless test-taking tips and strategiesHelpful hints on how to study for the test, manage stress, and stay focusedThe Series 4 Exam Study Guide 2026+ Test Bank is your ticket to passing this difficult three-hour and twenty-five-minute test on the first try-with flying colors ", "item_img_path" : "https://covers2.booksamillion.com/covers/bam/1/93/784/171/1937841715_b.jpg", "price_data" : { "retail_price" : "199.00", "online_price" : "199.00", "our_price" : "199.00", "club_price" : "199.00", "savings_pct" : "0", "savings_amt" : "0.00", "club_savings_pct" : "0", "club_savings_amt" : "0.00", "discount_pct" : "10", "store_price" : "" } }
Series 4 Exam Study Guide + Test Bank|The Securities Institute of America

Series 4 Exam Study Guide + Test Bank : Prepare to pass the Registered Options Principal Exam

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Overview

The Registered Options Principal Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Supervise the Opening of New Options Accounts; Supervise Options Account Activities; Supervise General Options Trading; Supervise Options Communications; Implement Practices and Adhere to Regulatory Requirements; and Supervise Associated Persons and Personnel Management Activities. Created by the experts at The Securities Institute of America, Inc., the Series 4 Exam Study Guide 2026 + Test Bank arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused

The Series 4 Exam Study Guide 2026+ Test Bank is your ticket to passing this difficult three-hour and twenty-five-minute test on the first try-with flying colors

This item is Non-Returnable

Details

  • ISBN-13: 9781937841713
  • ISBN-10: 1937841715
  • Publisher: Securities Institute of America
  • Publish Date: January 2025
  • Dimensions: 11 x 8.5 x 0.69 inches
  • Shipping Weight: 1.68 pounds
  • Page Count: 328

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